Qualifications
Andrew received his Bachelor of Science degree from the University of California at San Diego in political science and biology. He continued his studies there in postgraduate programs in finance and accounting while working at Coldwell Banker in the real estate investment division. Andrew entered the securities industry in 1984 with Smith Barney and has been with RBC Wealth Management since 1998.
Drawing from his unique perspective and experience, Andrew’s primary investment priority is to preserve capital. With more than 28 years in the business, he devotes his energies exclusively to the needs of substantial investors, foundations, and the special needs of the U.S. companies in RBC Wealth Management’s “universe.”
Please feel free to review my regulatory status, industry background and certifications on the Financial Industry Regulatory Authority (FINRA) BrokerCheck website.
The Financial Industry Regulatory Authority, is the largest non-governmental regulator for all securities firms doing business in the United States. All told, FINRA oversees nearly 5,000 brokerage firms, about 173,000 branch offices and approximately 656,000 registered securities representatives. You may find FINRA's website to also be helpful for general investing information. FINRA believes investor protection begins with education. Using the internet, the media and public forums, they help investors build their financial knowledge and provide them with essential tools to better understand the markets and basic principles of saving and investing.
