Our services include:

Investment committee review:

  • Defining fiduciary roles and responsibilities of committee members
  • Investment committee formalization include operating procedures and other appropriate documents
  • Investment committee orientation including review of ERISA regulations and Department of Labor fiduciary guidelines
  • Plan sponsor fiduciary audit file checklist

Service provider review:

  • Review of services
  • Benchmarking provider costs
  • Provider search if necessary
  • Quarterly investment review and analysis

Fund Analytics covering categories of performance, manager style, risk/return, fund allocation fund operations

  • Investment selection structure and asset class review
  • Plan analytics providing plan level portfolio review covering overall plan asset allocation, sector allocation, equity style review, key ratio review and plan level investment performance and asset growth
  • Assistance with investment policy statement implementation, ongoing review

Ongoing employee education/communication:

  • Strategic planning to create an efficient program with measurable results
  • Custom employee materials
  • Group meetings
  • Individual break-out sessions to provide individual investment advice
  • Total plan cost analysis providing full disclosure of individual fund expenses and revenue sharing combined with other operational costs to determine total plan cost and fair plan pricing
  • Total plan cost benchmarking

Annual best practices review:

  • Assistance with 404(c) review
  • Help with annual plan operations review

Let's start the conversation

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