About me

<p>In 2016, the Financial Times 400 Award was based on information gathered regarding 1,000 financial advisors, of which 40% received the award. This represents less than 1% of all financial advisors registered with FINRA in 2016. The Award is based on the following criteria: The individual is a FINRA registered representative, assets under management, revenue produced for the firm, experience and professional designations. This award does not evaluate the quality of services provided to clients and is not indicative of this advisor&rsquo;s future performance. The financial advisor does not pay a fee to be considered for or to receive this award.</p>

<p>In 2015, the Financial Times 400 Award was based on information gathered regarding 1,500 financial advisors, of which 26% received the award.</p>

<p>In 2018, the <em>Financial Times</em> Top 400 Award was based on information gathered regarding 1,500 financial advisors, of which 26% received the award. This&nbsp;represents less than 1% registered persons. The award is based on the following criteria: the individual is a FINRA registered representative; assets under&nbsp;management; experience and professional designation.&nbsp;This award does not evaluate the quality of services provided to clients and is not indicative of this advisor&rsquo;s future performance. The financial advisor does&nbsp;not pay a fee to be considered for or to receive this award.</p>

<p>Source: Forbes.com (2020) America&rsquo;s Top Wealth Advisors: State-By-State ranking was developed by SHOOK Research and is based on in-person and telephone&nbsp;due diligence meetings and a ranking algorithm that includes: client retention, industry experience, review of compliance records, firm nominations; and&nbsp;quantitative criteria, including: assets under management and profitability. For more information: www.SHOOKresearch.com.&nbsp;This award does not evaluate the quality of services provided to clients and is not indicative of this advisor&rsquo;s future performance. The financial advisor does&nbsp;not pay a fee to be considered for or to receive this award.</p>

<p>Source: Forbes.com (January 2021). Forbes Best-in-State Wealth Advisors ranking was developed by SHOOK Research and is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes: client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including: assets under management and revenue generated for their firms. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. Rankings are based on the opinions of SHOOK Research, LLC and not indicative of future performance or representative of any one client&rsquo;s experience. Neither Forbes nor SHOOK Research receive compensation in exchange for placement on the ranking. The financial advisor does not pay a fee to be considered for or to receive this award. This award does not evaluate the quality of services provided to clients. This is not indicative of this financial advisor&rsquo;s future performance. For more information: www.SHOOKresearch.com.</p>

<p>Source: Forbes.com (April 2022). Forbes Best-In-State Wealth Advisors ranking was developed by SHOOK Research and is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes: client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including: assets under management and revenue generated for their firms. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. Rankings are based on the opinions of SHOOK Research, LLC and not indicative of future performance or representative of any one client&rsquo;s experience. Neither Forbes nor SHOOK Research receive compensation in exchange for placement on the ranking. The financial advisor does not pay a fee to be considered for or to receive this award. This award does not evaluate the quality of services provided to clients. This is not indicative of this financial advisor&rsquo;s future performance. For more information: www.SHOOKresearch.com.&nbsp;</p>