A team dedicated to help you succeed.

RBC Wealth Management and its predecessor firms have proudly delivered wealth management services to individuals, families, municipalities, communities and companies of all sizes since 1909 — more than a century of serving our local communities, and helping our friends, families and neighbors reach their financial goals.

Through teamwork, integrity, quality service and leadership, the firm and its professionals have been fortunate enough to stay actively engaged in the success and growth of the people we work with each day, and the communities we work and live in.

Throughout the years, though our name has changed, our values have remained the same; to serve our clients and community with integrity.

Read more to learn about the team of individuals dedicated to helping financial advisors like you build and grow your business, while serving your clients and community with integrity.


Complex Director

Complex directors are responsible for the sustainable growth and profitability of the complex. To achieve this, they focus on helping financial advisors and branch managers improve and grow, supporting RBC Wealth Management’s growth initiatives through the attraction and obtainment of talent, and increasing RBC Wealth Management’s visibility throughout the region.


 

David Moskovitz

Senior Managing Director - Complex Director

206-621-4833 | Email |
206-984-2774

Dave has more than 20 years of financial service experience, spending time at Piper Jaffray and UBS before joining RBC Wealth Management in 2006. Before becoming the Seattle complex director, Dave was an assistant branch director and a financial advisor, qualifying for RBC Wealth Management’s Presidents Council. He is a University of Washington graduate and holds the Series 7, 9, 10, 31 and 66 securities licenses, and his insurance license. In his role as complex director, Dave is responsible for the sustainable growth and profitability of the complex. To achieve this, he focuses on helping financial advisors and branch managers improve and grow, supporting RBC Wealth Management’s growth initiatives through the attraction and obtainment of talent, and increasing RBC Wealth Management’s visibility throughout the region.


Assistant Complex Managers

The assistant complex managers are responsible for supervising the daily business activities performed by financial advisors and support staff in all branches in the complex, with the exception of those handled by the complex’s branch directors. In performing such supervision, they are expected to use all available tools and resources to ensure that regulatory, firm, complex and branch procedures are adhered to, and that any issues or concerns are resolved in a timely, efficient and appropriate manner.


 

Lisa Rothleutner

Vice President - Assistant Complex Manager

206-621-4829

Stephanie Schnieder

Vice President - Assistant Complex Manager, Private Client Group

206-621-3228 | Email

Administrative Complex Managers

The administrative complex managers oversees the operations of the complex and manages the support staff for all branches in the complex. Ensuring that all complex and branch operational policies and procedures are adhered to and that exceptional levels of service are provided to clients, they also assist the complex director with budget and expense control and other administrative duties as requested.


 

Kathy Riggs

Vice President - Administrative Complex Manager

206-621-3126

Complex Operations Managers

The complex operations managers are responsible for the coaching and supervising of all complex operations staff and for ensuring that all complex operations functions are executed in accordance with relevant branch, firm and regulatory policies and procedures


 

Paula Weese

Associate Vice President, Complex Operations Manager

206-621-3035

Client Strategies Team

With individual specializations across a variety of financial disciplines, our consulting team serves as a unique resource to RBC Wealth Management financial advisors. Our clients and advisors both benefit from the collective expertise of this team, and their ability to help enhance the effectiveness of wealth management strategies—from recommendations through delivery of solutions.

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Wealth Management Consultant


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Wealth Planning Consultant


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Wealth Strategist


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Lending Consultant


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Trust Consultant


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Divisional Annuity Consultant


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Insurance Consultant


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Divisional Retirement Plan Consultant