Proud to be named an award-winning team

The Stephens Rothenberg Wealth Management Group is proud to be named a Forbes Best-In-State Wealth Management Team in 2024 and 2025.

Roger Stephens

Managing Director - Financial Advisor, Senior Portfolio Director Group

213-266-4609

What is important to you?

Professional wealth management helps you answer this question, prioritize your objectives and prepare to accomplish them. Helping with the financial side of achieving those goals is central to everything we do. We often help our clients:

  • plan for retirement, including the creation of an income stream;
  • fund an education for a loved one;
  • prepare for a major purchase;
  • protect their family or income; and
  • create a legacy to be remembered by.

Please contact us today to discuss how we can help you reach your goals.

Helping you grow more than wealth

Let's take the next step together

We welcome you to experience the RBC Wealth Management difference yourself. Contact us today to set up a meeting.

Roger Stephens

Managing Director - Financial Advisor, Senior Portfolio Director Group

Dan Rothenberg, CIMA®

Managing Director - Financial Advisor, Senior Portfolio Director Group

Grace Kim

Associate Vice President, Senior Financial Associate

Douglas Christopher, CFA®

Investment Associate

Rachael Aspaturian

Registered Client Associate

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Disclosures

The 2024 Forbes Best-in-State Wealth Management Teams award was announced January 2024. Data as of 3/31/23. The award was developed by SHOOK Research and is based on in-person, virtual and telephone due diligence meetings and a ranking algorithm that includes: a measure of each team’s best practices, client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including: assets under management and revenue generated for their firms. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. SHOOK’s research and rankings provide opinions intended to help investors choose the right financial advisor and team, and are not indicative of future performance or representative of any one client’s experience. Past performance is not an indication of future results.  Neither Forbes nor SHOOK Research receive compensation in exchange for placement on the ranking. The financial advisor does not pay a fee to be considered for or to receive this award. This award does not evaluate the quality of services provided to clients. This is not indicative of this financial advisor’s future performance.

The 2025 Forbes “Best-In-State Wealth Management Teams” award was announced January 2025. Data as of 3/31/24. The award was developed by SHOOK Research and is based on in-person, virtual and telephone due diligence meetings and a ranking algorithm that includes: a measure of each team’s best practices, client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including assets under management and revenue generated for their firms. Investment performance was not an award criterion. Rankings are based on the opinions of SHOOK Research, LLC and not indicative of future performance or representative of any one client’s experience. The financial advisor does not pay a fee to be considered for or to receive this award. This award does not evaluate the quality of services provided to clients. For more information:  www.SHOOKresearch.com.

Roger Stephens is currently registered to conduct business with residents of the following states: AR, AZ, CA, CO, DE, FL, GA, ID, IL, LA, MA, MD, ME, MS, MT, NC, NJ, NV, NY, OR, PA, SC, TN, TX, UT, VA, WA. California Insurance License # 0595488.

Roger Stephens, NMLS # 1941628, and Dan Rothenberg, NMLS # 1937574 through City National Bank, may receive compensation from RBC Wealth Management for referring customers to City National Bank. Banking products and services are offered or issued by City National Bank, an affiliate of RBC Wealth Management, a division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC and are subject to City National Banks terms and conditions. Products and services offered through City National Bank are not insured by SIPC. City National Bank Member FDIC.

Investment products offered through RBC Wealth Management are not FDIC insured, are not guaranteed by City National Bank and may lose value.

Dan Rothenberg is currently registered to conduct business with residents of the following states: AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, KY, LA, MA, MD, ME, MS, MT, NC, NV, NY, OK, OR, PA, SC, TN, TX, UT, VA, WA. Arkansas Insurance License #8968508. California Insurance License # 0F43121.