Scott Fergang, AWM

Senior Vice President - Financial Advisor, Senior Consulting Group

201-634-8008 | Email | |

Scott has been assisting clients with their financial needs since 1987. In 2005, Scott earned the firm’s internal, professional designation of Accredited Wealth Manager (AWM) through an education program sponsored by RBC Wealth Management and Michigan State University. Scott holds the Series 7, 9, 10, 63 and 66 securities licenses as well as his life and health insurance licenses.

Scott served as the branch director for the Paramus branch for 14 years. Scott has been honored to be a President’s Council member, honoring the top 400 Financial Advisors within the firm, since joining RBC Wealth Management. Scott was named one of “On Wall Street Magazine’s” 2014 — top ten branch managers. In 2015, 2016, and 2017 Scott was named an honoree in the “On Wall Street Magazine’s” top 100 branch managers list.

Scott currently serves as chairman on the board of trustees for State Theatre New Jersey in addition to serving as the vice chairman for the 2014 and the 2015 State Theatre Galas. He also served five years on the board of trustees as the vice chairman for Paper Mill Playhouse. Additionally, he served on the board of trustees for The National Foundation for Animal Rescue.

Scott and his wife, Barbra, have three children and are long-time residents of New Jersey. They both share a passion for the arts.

Dawn I. Castro

Vice President - Senior Investment Associate

866-436-9185 | Email

Dawn began her career in the financial service industry in 1983. She graduated from Pace University with a degree in business. She has worked at several large brokerage firms and brings extensive knowledge to our team. Dawn is the center of our team and is the first point of contact. She provides a high level of quality service to clients by understanding their goals and objectives and by responding to their needs in a timely matter. Dawn provides clients with account and product information, and executes all unsolicited equity orders. She holds the Series 7, 63 and 66 securities licenses as well as her life and health insurance licenses. Dawn is the director of a youth choir in her community. She and her husband reside in New Jersey with their two children.

Thomas C. Klein, AWM, CFP®

Vice President - Associate, Business Senior, Accredited Wealth Manager

973-410-3251 | Email

After graduating from St. John Fisher College with a Bachelor of Science degree in accounting, Tom began his career in the financial services industry in 1980. In 1995, he earned the CERTIFIED FINANCIAL PLANNER™ certification and has since dedicated his career to develop expertise in retirement income planning. A few years later, he joined RBC Wealth Management where he played a key role in the development of their proprietary four-step Retirement Income Planning process. In his current role, Tom’s primary focus is to develop cash flow plans for clients that will help cover their income needs during retirement. Based on his years of education and experience, he begins with an extensive discovery meeting that performs an in-depth analysis to assist with determining the dollars needed from within a client’s portfolio to cover any gaps between retirement income and living expenses, while keeping risk as low as possible.

"We believe Wealth Management is more than finances. It is about you, your family, your community, and your business associates."