I have been working in the financial services industry for more than 36 years, spending most of that time in management. Over the years I have seen many fluctuations in the marketplace and have learned that above all, a good ongoing client relationship is the most important thing. For me, the key ingredients to a good relationship with my clients are honesty, frequent communication and partnership. I hold numerous FINRA Licenses including:
- Series 3 (National Commodity Futures)
- Series 4 (Registered Options Principal)
- Series 5 (Interest Rate Options)
- Series 7 (General Securities)
- Series 12 (NYSE Branch Manager)
- Series 15 (Foreign Currency Options)
- Series 24 (General Securities Principal)
- Series 53 (Municipal Securities Principal)
- Series 63 (Uniform Securities Agent)
- Series 65 (Investment Adviser Representative)
I spend my free time enjoying a love of good food, wine, travel and golf with my wife, Linda, daughters, Kirsten and Amanda, and our friends. I am a former board member of the Aldersly Danish Retirement Community and am fluent in Danish.
