For over 39 years Carl has been an active participant in the financial services industry. During most of that time he was with UBS and its predecessors Kidder, Peabody and PaineWebber where he ran a business which focused on cash management for corporations, where some of the largest corporations in America were his clients.
In 2015 Carl transitioned out of that business to a new set of challenges. He developed a passion for helping business owners and their employees toward the achievement of their financial goals. This led him to developing a strategic partnership with The ESOP Group. This Atlanta-based team has advised on over 800 transactions in its 33-year history while having almost $5 billion assets under management as of January 2024. When The ESOP Group moved its practice to RBC Wealth Management in mid-2023, Carl followed. He remains focused on helping business owners who wish to use ESOPs as an exit strategy. He has an undergraduate degree in biology from Whittier College. His prior career experience includes positions on finance staff at Ford Motor Credit Corporation, Manager of Financial Planning for Caesars World, and finally Assistant Treasurer for Hilton Hotels. He has earned a Certified Exit Planning Advisor designation from the Exit Planning Institute.
Carl lives with his wife, Diane, in Orange County, California. They enjoy their grandchildren, giving to charity and taking care of their pets.
