As a financial advisor and a long-time member of RBC Wealth Management’s prestigious Chairman’s Council Jim holds the honorary title of managing director. He has been named a 2022, 2021, 2020 and 2019 Forbes/SHOOK Best-In-State Wealth Advisor as well was a 2019 Financial Times Top 400 Financial Advisor. In 2017, he was named a Financial Times Top 400 Financial Advisor.
Jim began his career in financial services in 1984 as a bond broker and has been with RBC Wealth Management since 2000. In addition to a very strong expertise in fixed income, he has broadened his focus to a more comprehensive wealth management approach, including investment management, retirement planning, insurance, credit and lending, trust and estate planning, and asset protection. As one of the top financial advisors at RBC Wealth Management, based on assets under management, Jim is a member of the elite Private Wealth division. Private Wealth is an ensemble of integrated solutions designed to expand the opportunities and help simplify the lives of affluent investors. To address the complex issues facing these investors, your relationship with Jim is extended and an additional resource is introduced: a Private Wealth team. The experienced specialists on your dedicated Private Wealth team work alongside Jim to help you and your family proactively plan for the future. Jim has passed the Series 7, 8, 63, 65 exams and holds his Health and Life Insurance licenses.
Jim is a graduate of the State University of New York. He resides in Southampton, NY with his wife, Jackie. They have two grown children and two grandchildren. He is very involved with several non-profit organizations that benefit children and the arts as well as The American Cancer Society. Jim is an avid tennis player, cyclist and enjoys traveling and spending time with his family.