Keys to a successful working relationship: What you can expect

You can trust that we will consistently and responsibly perform all requested services and that we will be available when you need us.
We will:

  • treat you with respect, honesty and dignity
  • act as your consultant and family financial steward, putting your interests first
  • strive to acquire a complete and accurate understanding of your goals, and your tolerance for investment risk and your time frame
  • explain the implications of the strategies we propose
  • update you by email, mail and phone
  • meet with you regularly to review your plan

Keys to a successful relationship: What we expect

Effective communication and mutual respect are essential to a successful working relationship, so we expect:

  • trust
  • respect
  • honesty
  • complete disclosure
  • sincerity
  • commitment
We expect you to understand that our recommendations are always based on your best interest. As our client, you need to know that all investment advice will be based on the information you provide to us. We expect you to participate enthusiastically in the investment planning process. Finally, since the growth of our business is achieved through qualified personal recommendations, we hope you will give us an honest opinion of our services and introduce those services to others.

Keys to a successful relationship: Mutual responsibilities

Working together is essential to effective investment planning. To this end, both Client and Financial Advisor need to make financial strategies a priority, agree to keep each other informed of any new developments that might affect our strategies; will agree to take the time to regularly review your plan; will be honest, and forthcoming about financial situations and will work to develop mutual trust, respect and understanding.

Why should you introduce someone?

  • We offer outstanding service and investment advice.
  • All discussions are strictly confidential.
  • There is no obligation or cost associated with an introductory meeting.
  • We will treat your friend or family member with the same respect we offer you.

How do you introduce someone?

Step 1
  • When the topics of money, financial strategies or investments come up, tell your friend or family member what you like about us as a financial consultant.
  • Explain how you have benefited from our services.
Step 2
  • Ask the person if they would like to meet with us.
  • Call our office, with their permission, and give us their name, address and telephone number.
Step 3
  • Tell your friend that there is absolutely no obligation, and also tell them that:
    o We will send them a client kit like the one you received.
    o We will also call them to set up an introductory meeting.
    o At this meeting, we will both have the opportunity to see if we want to work together.