Lou entered the financial services industry in 1982. In addition to his experience as a financial advisor and as a portfolio manager, he has served as a national sales manager at a New York brokerage firm, director of sales and marketing at a Mid- Atlantic firm and executive vice president of a mutual fund company. He believes these varied experiences positioned him to bring a unique perspective to clients.
Our practice is planning-based, and Lou utilizes fee-based, risk-appropriate investment strategies to help clients meet their long-term goals and objectives without undue risk.
Lou has a Bachelor of Science degree from Mercy College in accounting and finance and an MBA in marketing from Long Island University. He also completed an executive education program at the Wharton School of Business (Branch Management Leadership Institute).
Lou has passed the Series 3, 7, 8, 24, 63 and 65 exams. He also has passed the health and life insurance exams.