Thomas Brockley

Managing Director - Financial Advisor, Senior Portfolio Manager - Portfolio Focus

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My career began at Prudential — Bache Securities in 1986. Prior to joining RBC Wealth Management in 2010, I was a Senior Vice President at UBS Financial Services where I served on the firm’s Wealth Management Advisory Council and was a recognized member of The UBS President’s Council. Currently, I am a member of RBC Wealth Management's Chairman’s Council and have earned the Accredited Investment Fiduciary designation.  



As a lifelong resident of the Capital Region and Albany area, I have lengthy roots in the Delmar community with family ties that date as far back as the late 1800’s. I have served on the board of Vetcare, an Albany based charitable foundation serving the needs of Veterans. I also serve as an advisory board member for the Albany Police Athletic League, the local NPR radio station WAMC and am actively involved with the Anne B. and Leon J. Goldberg Alzheimer’s Resource Program at Albany Medical Center. In addition I was past financial chairman and a development committee member of the Cathedral of All Saints in Albany. I am also a current member of the Fort Orange Club in Albany.

Kimberly Rauh

Investment Associate


Rebecca Potenza

Client Associate