Niki’s breadth of understanding in the financial industry contributes to our group’s outstanding service. As the branch service manager for our entire office, she has passed her Series 7 (General Securities Representative) and Series 66 (Uniform Combined State Law) exams. Niki is responsible for the operational activities, and also handles complex matters such as working with the client’s CPA to distribute legacy assets, paying special attention to stepped up cost basis, comprehensive reporting, and proper titling.
Niki graduated magna cum laude with a major in communications and minors in marketing and philosophy from Loyola University Chicago. She lives with her husband, two daughters and dog, Lucky in the western suburbs.