Harry Smith, CIMA®, CRPC®

Senior Vice President - Financial Advisor, Senior Portfolio Manager - Portfolio Focus

206-621-3121 | Email | |
206-203-2869

Harry and his associates work as a team with the goal of serving the needs of affluent investors.  Harry has more than 32-years of experience working with clients to create long-term, personalized financial plans in addition to overseeing the investment selection and portfolio design process.

Harry is a  Chartered Retirement Planning Counselor® (CRPC®) having completed the certification through the College for Financial Planning in Denver, CO. He is a Certified Investment Management Analyst® (CIMA®) having completed his certification through the Investment Management Consultant Association's (IMCA) program at the Haas School of Business at the University of California, Berkeley. The CIMA® designation is awarded through the Investment Management Consultants Association®. He is a graduate of the Financial Advisors Leadership Program at the Wharton School at the University of Pennsylvania.

He has been recognized locally and nationally by the National Association of Board Certified Advisory Practices (NABCAP) and received the Exemplary Wealth Advisor award in the category of Client Education and Customer Service Model.  He has been a guest instructor for the personal financial planning course with the MBA program at Seattle University.  He has been a guest speaker and volunteer with the Evelyn Brust Financial Research and Education Foundation.  He has worked with a number of community service programs including the U.S. Soccer Foundation, Washington State Youth Soccer Association, Washington State University's College of Agriculture, Human and Natural Resource Sciences (CAHNRS) and the Bellevue Police Foundation.   

 

His comments have been seen in Forbes Magazine, Inc. Magazine, Newsweek, USA Today, the Wall Street Journal, The Seattle Times and other publications.  

Stephanie Moreno, CFP®, CRPC®

Senior Registered Client Associate

206-621-3125 | Email
206-203-2869

Stephanie has been working with Harry Smith since 2008. She graduated from The University of Washington with a Bachelor of Science degree in Interdisciplinary Arts and Science. Prior to joining RBC Wealth Management, Stephanie started in the Life Insurance Division of Merrill Lynch in 2004 and became a Client Associate in 2006. In 2015, after completing the required coursework at the College of Financial Planning, Stephanie received her CERTIFIED FINANCIAL PLANNERâ„¢ certificate. The multi-year CFP® program entails in-depth courses, training, and comprehensive examinations in all areas of financial planning including investments, taxes, insurance, estate, and retirement planning. Her focus is on client service and she is responsible for all administrative functions of the team.

Mitchell Smith

Senior Complex Operations Associate

206-621-3135 | Email
206-203-2869

Mitchell has been working with Stephanie and Harry since 2010.  Mitchell is responsible for building and executing trades and rebalancing portfolios as well as other administrative tasks.  He is currently pursuing a degree in computer science.