As a corporate executive, you have professional responsibilities and personal financial interests that may be challenging to fulfill. At RBC Wealth Management, we are able to leverage the full breadth of the RBC platform, providing you with an array of sophisticated investment options to help you accomplish your financial goals.
Investment banking services
We can help you raise capital through equity and debt underwriting, initial public offerings (IPOs), private placements, private investment in public equities, and lending.
Directed share programs
Design and implement a plan allowing your employees, relative, friends and assoicates to purchase stock as part of your company's IPO.
Corporate share repurchases
Buyback shares of corporate stock using strategies to help your company achieve maximum results while complying with Security and Exchange Commission (SEC) regulations, including Rule 10b-18.
Corporate and executive services
Affiliate trading programs
Design and execute pre-arranged trading plans with services that include monitoring and performing trades, filing Rule 144 paperwork and reporting transaction details back to the issuer for filing purposes.
Restricted stock transactions
Safely liquidate restricted or control stock positions by assuring all open-market transactions fully comply with Rule 144, including services to help insiders and affiliates ensure their transactions meet SEC guidelines.
Getting started
If you would like to learn more about our corporate and executive services or the variety of other goals we can assist you with, please contact me today to discuss how I can help you simplify your life.
