Alan has 50 years of experience in the securities industry. He focuses on working with high-net-worth individuals, offering a wide range of financial strategies. Throughout his career, Alan has actively participated in professional and civic associations. He has served as a co–vice chairman of the Financial Industry Regulatory Authority, Inc. (FINRA) District Business Conduct Committee, as a member of the New York Stock Exchange Hearing Board, as an arbitrator for FINRA, as an assistant to the National Child Labor Committee’s president/executive director, and as president and board member of Rolling Hills Country Club. Rolling Hills Estates, California, is home to Alan and his family.