David Rogers

Senior Vice President - Financial Advisor, Senior Portfolio Manager - Portfolio Focus

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Education and experience: 

BBA from Siena College in Accounting/Economics
2 Years with a CPA Firm and passed the CPA exam
Serving customers since 1984
Experience with Service Award Programs since 1990 


Series 7: General Securities Representative 
Series 63: Uniform State Securities Agent 
Series 65: Investment Advisor Representative 
Series 3: Commodities 
Life Insurance and Annuities 

Concentration in: 

Length of Service Award Programs
Fixed Income and Mutual Funds for conservative investors 

Dave is a member of the RBC Senior Portfolio manager Group, an exclusive group of Financial Advisors recognized for their success in building fee-based discretionary portfolio management practices. Dave has been managing Length of Service Award Program assets since 1990. Dave’s experience lies in Fixed Income and Mutual Funds and ETF’s for conservative investors.

Dave has recently been named to the RBC Chairman’s Council recognizing employees for outstanding performance, professional growth and demonstrating leadership in client service. He has successfully completed a specialized program on investment fiduciary standards and can be an invaluable resource to investment fiduciaries and individual investors alike.

Dave works hard at maintaining a balance between business, family and varied leisure activities. He resides in the suburbs of Albany, NY with his wife Nancy. They have two grown children, Zachary and Kathryn. When not servicing customers, Dave enjoys travel with his family, and camping and hiking in the Adirondacks. He has hiked the Grand Canyon twice.  He enjoys sports, especially golf. He owns and plays vintage guitars and amplifiers and enjoys riding motorcycles.


Nikki Haskins

Investment Associate


Education and experience

Finance degree from RPI, Troy, NY
Series 6 and 63 exams passed since October 2000
Series 7 exams passed in September 2002
Has worked with Dave since 2005

Nikki has an extensive skill set having come with us to open the branch at RBC in May, 2005 and acted as the Branch Service Manager until joining Dave's team in 2014. As the Branch Service Manager, she gained valued experience in administrative, organization and leadership skills as well as compliance and legal issues. Nikki and her husband reside in Brunswick, NY with their two young children.


A unique market position

One of the things that's unique about RBC Wealth Management is its market position. RBC Wealth Management is large enough to offer a broad suite of best-in-class products and services and, at the same time, has the flexibility and entrepreneurial atmosphere that the larger firms simply can't provide to their sales force. This aspect has been especially important to The LOSAP Group in working with the nuances of Service Award Programs.

The LOSAP Group of RBC Wealth Management offers investment advisory and discretionary fee-based portfolio management services to risk averse clients seeking total return in meeting earnings targets. We seek above-average income in generating returns. We offer experience, education and training in fiduciary issues. Dave Rogers is a Financial Advisor with The LOSAP Group of RBC Wealth Management based in Albany, NY, and has 30 years of investment experience managing LOSAP assets. The LOSAP Group currently manages about 200 LOSAP accounts with about $210 million in LOSAP client assets.