Our services include:
Investment Committee Review:
  • Defining fiduciary roles and responsibilities of committee members
  • Investment committee formalization including operating procedures and other appropriate documents
  • Investment committee orientation including review of ERISA regulations and Department of Labor fiduciary guidelines
  • Plan Sponsor Fiduciary Audit File Checklist
Service Provider Review:
  • Review of services and fees
  • Benchmarking provider costs
  • Provider search if necessary
Quarterly Investment Review and Analysis:
  • Fund Analytics covering categories of performance, manager style, risk/return, fund allocation fund operations
  • Investment selection structure and asset class review
  • Plan Analytics providing plan level portfolio review covering overall plan asset allocation, sector allocation, equity style review, key ratio review and plan level investment performance and asset growth
  • Assistance with investment Policy Statement implementation, ongoing review
Ongoing Employee Education/Communication:
  • Strategic planning to create an efficient program with measurable results
  • Custom employee materials
  • Group meetings
  • Individual break-out sessions to provide individual investment advice
Annual Fee Analysis:
  • Total Plan Cost Analysis providing full disclosure of individual fund expenses and revenue sharing combined with other operational costs to determine total plan cost and fair plan pricing
  • Total Plan Cost Benchmarking
Annual Best Practices Review:
  • Assistance with 404(c) Review
  • Help with annual Plan Operations Review