Investment Committee Review:
- Defining fiduciary roles and responsibilities of committee members
- Investment committee formalization including operating procedures and other appropriate documents
- Investment committee orientation including review of ERISA regulations and Department of Labor fiduciary guidelines
- Plan Sponsor Fiduciary Audit File Checklist
Service Provider Review:
- Review of services and fees
- Benchmarking provider costs
- Provider search if necessary
Quarterly Investment Review and Analysis:
- Fund Analytics covering categories of performance, manager style, risk/return, fund allocation fund operations
- Investment selection structure and asset class review
- Plan Analytics providing plan level portfolio review covering overall plan asset allocation, sector allocation, equity style review, key ratio review and plan level investment performance and asset growth
- Assistance with investment Policy Statement implementation, ongoing review
Ongoing Employee Education/Communication:
- Strategic planning to create an efficient program with measurable results
- Custom employee materials
- Group meetings
- Individual break-out sessions to provide individual investment advice
Annual Fee Analysis:
- Total Plan Cost Analysis providing full disclosure of individual fund expenses and revenue sharing combined with other operational costs to determine total plan cost and fair plan pricing
- Total Plan Cost Benchmarking
Annual Best Practices Review:
- Assistance with 404(c) Review
- Help with annual Plan Operations Review
